Category Archives: Standards, Ethics & Regulations (SER)

Adapting to Disruptions in Asset Management

The asset management industry is “facing disruption from every point on the compass,” says Anne Richards of Aberdeen Asset Management. But there is an opportunity for the sector to mitigate these difficulties. Read More

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Checking Assumptions and Challenging Mindsets: A Crucial Investment Strategy

If we truly aim to serve clients and our societies to the full, prudence guides us to check the assumptions and challenge the mindsets we instinctively rely on. Read More

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Investment Professionals: How Socially Useful Are You?

To restore trust, private wealth managers must step out of the shadows, demonstrate value, and prove their relevance not only to clients but also to society at large, says Newton Investment Management CEO Helena Morrissey. Read More

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Martin Wheatley: Regulation Is Not a Zero-Sum Game (Video)

Regulation, according to Martin Wheatley, chief executive at the Financial Conduct Authority (FCA), “is not a zero-sum game, like a tennis match or a football match, where either the regulator wins or the firm wins. If we get regulation right, we all win.” Read More

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Martin Wheatley Pushes for UK Financial Reform

Since taking on the role of chief executive at the UK’s new Financial Conduct Authority, Martin Wheatley has been outspoken about implementing new reforms in the financial sector. Read More

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Helena Morrissey on Diversity Driving Company Performance

Helena Morrissey says a diversity of perspective can improve company performance, but it must be developed internally, not imposed externally. Read More

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John Rogers: We Need to Seek a Sustainable Place for the Future of Finance

The president and CEO of CFA Institute opened the Fifth Annual European Investment Conference by calling on investment professionals to think about a sustainable way forward and how to rebuild trust in the industry. Read More

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Tomáš Sedláček on Using Economics to Minimize Debt

Economist and author Tomáš Sedláček, who will be speaking at the Fifth Annual CFA Institute European Investment Conference, feels that the goal of economic policy should be to minimize debt. Read More

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